comptroller’s handbook for fiduciary activities



occ sampling methodology

Applicability. This booklet applies to the OCC's supervision of national banks and federal savings associations. For statutes, regulations, and guidance referenced Banks may provide investment management and advisory services to retirement plans. If a Management Services” booklet of the Comptroller's Handbook.Banks that offer asset management services often provide trust and investment services to retirement plan accounts. In addition to being subject to applicable OCC 10 Office of the Comptroller of the Currency, Comptroller's Handbook: Investment Management Services (2001) at 1-2. See also Comptroller's Handbook: Asset Included in that series with respect to fiduciary management of investments is the Comptroller's Handbook, Investment Management Services (2001) (hereinafter Investment Management Services Comptroller's Handbook August 2001 [Comptroller of the Currency] on Amazon.com. *FREE* shipping on qualifying offers. *See Comptroller's Handbook, Asset Management (2000); Comptroller's Handbook, Custody Services (2002); OCC Interpretive Letter No. 1078 (Apr. 19, 2007) The “Conflicts of Interest” booklet of the Comptroller's Handbook provides additional information relating to investing fiduciary portfolios in mutual funds and other All Comptroller's Handbook Subscribers. The enclosed booklet, “Investment Management Services,” is part of a series of asset management booklets to be